-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U3Ih9CRtBnhpjKcLG5DASblM8p8B/SBzguVf75YaQpjCIdpNj4kfswBzhEOHUhle wpS9fwa5IwMtb8H/xVKqOA== 0001144204-08-008614.txt : 20080213 0001144204-08-008614.hdr.sgml : 20080213 20080213170857 ACCESSION NUMBER: 0001144204-08-008614 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20080213 DATE AS OF CHANGE: 20080213 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NOVADEL PHARMA INC CENTRAL INDEX KEY: 0001043873 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 222407152 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-53719 FILM NUMBER: 08606021 BUSINESS ADDRESS: STREET 1: 25 MINNEAKONING ROAD CITY: FLEMINGTON STATE: NJ ZIP: 08822 BUSINESS PHONE: 908-782-3431 MAIL ADDRESS: STREET 1: 25 MINNEAKONING ROAD CITY: FLEMINGTON STATE: NJ ZIP: 08822 FORMER COMPANY: FORMER CONFORMED NAME: FLEMINGTON PHARMACEUTICAL CORP DATE OF NAME CHANGE: 19970807 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ROSENWALD LINDSAY A MD CENTRAL INDEX KEY: 0000941841 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 375 PARK AVE STREET 2: SUITE 1501 CITY: NEW YORK STATE: NY ZIP: 10152 BUSINESS PHONE: 2128324366 MAIL ADDRESS: STREET 1: 375 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10152 FORMER COMPANY: FORMER CONFORMED NAME: ROSENWALD LINDSAY MD DATE OF NAME CHANGE: 19950316 SC 13D/A 1 v103348_sc13da.htm Unassociated Document
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

SCHEDULE 13D
(Amendment No. 5)

Under the Securities Exchange Act of 1934

NovaDel Pharma Inc.
(Name of Issuer)

Common Stock, par value $.001 per share
(Title of Class of Securities)

66986X106
(CUSIP Number)

Lindsay A. Rosenwald, M.D.
787 Seventh Avenue
New York, NY 10019
(212) 554-4300
 
(Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications)


December 31, 2007
 
(Date of Event which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Statement because of Rule 13d-1(b)(3) or (4), check the following:
 

Check the following box if a fee is being paid with this Statement:
 

 

CUSIP No. 66986X106
 
13D/A
Page 2 of 5 Pages
1
NAMES OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
 
Lindsay A. Rosenwald, M.D.
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP     
(a) (b)
3
SEC USE ONLY
4
SOURCE OF FUNDS*
OO (see Item 3 below)
5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEM 2(d) or 2(e)
6
CITIZENSHIP OR PLACE OF ORGANIZATION
United States
NUMBER OF SHARES
BENEFICIALLY
OWNED BY EACH
REPORTING PERSON
WITH
7
SOLE VOTING POWER
9,473,924
8
SHARED VOTING POW-ER
0
9
SOLE DISPOSITIVE POWER
9,473,924
10
SHARED DISPOSITIVE POWER
0
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9,473,924
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES*
 
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
14.2%
14
TYPE OF REPORTING PERSON*
IN
 
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This Amendment No. 5 amends and supplements the following items of the Statement on Schedule 13D filed by Lindsay A. Rosenwald (the “Reporting Person”) on December 21, 2001, as amended by Amendment No. 1 filed March 14, 2002, Amendment No. 2 filed January 23, 2006, Amendment No. 3 filed April 24, 2006, and Amendment No. 4 filed May 16, 2006.

Item 5.  Interest in Securities of Issuer.

Item 5(a) is hereby amended as follows:

(a)  
As of the date hereof, the Reporting Person may be deemed to beneficially own 9,473,924 Shares comprised of (i) 2,137,660 Shares and (ii) 7,336,264 Shares issuable upon exercise of the common stock purchase warrants owned directly by the Reporting Person. Such Shares constitute approximately 14.1% of the Issuer’s outstanding shares of Common Stock, based on 59,592,260 shares of Common Stock outstanding as of December 31, 2007 according to information provided by the Company.
 
Item 5(c) is hereby amended as follows:

(c) Not applicable.
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
     
 
 
 
 
 
 
Date:   February 13, 2008
   
New York, NY
By:   /s/ Lindsay A. Rosenwald, M.D.
 

Lindsay A. Rosenwald, M.D.
   
 
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